2022 Trust Examiner School - Presentations

Internal Use Only

Trust Pre-Examination Planning

Requesting Examination Information • Draw conclusions about risks, examination strategy, and assignments

Creation of Scope Memo • Varies by department • At a minimum, should cover • Institutional overview • Risk assessment • Discussions with Management • Prior examination findings • Financial analysis • Assignments/logistics

Determine Staffing

• Subject matter experts • Sufficient to complete a timely examination

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Internal Use Only

Pre-Notification Package

Also called: • Entrance Letter • First Day Letter • Request List

20