2022 Trust Examiner School - Presentations

Internal Use Only

Trust Pre-Examination Planning

Prior Issues

Prior Exam & Workpapers

Call Reports & Financials

Financial Condition

Off ‐ Site Review

Requested Information

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Internal Use Only

Trust Pre-Examination Planning

Familiarize Yourself with the Trust Department/Company • Internal and external documents • Conversations with examiners and management

Identify Key Risk Areas • Draw conclusions on risks, examination

Initial Contact with Management • Introduction • Sooner rather than later

strategy, and assignments

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