Introductory BSA/AML Examiner School, Providence, RI
Risk Assessment
• Step I – Identify Specific Risk Categories
- Products/Services
- Customers
- Geographies
Risk Assessment
Product and Service Risk • Funds Transfers (Domestic vs. International) • Pre-paid Access Cards • Internet Banking • E-Banking (RDC, ACH, etc.) • Sales to non-customers
• Private Banking • Pouch Activities
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