Introductory BSA/AML Examiner School, Providence, RI

First page Table of contents Next page Last page
Roster3
Agenda4
BSA Regulations9
BSA AML Examination Manual31
FinCEN Database37
Exam Planning59
Risk Assessment79
Customer Identification Program91
Customer Due Diligence95
Suspicious Activity Monitoring103
Currency Transaction Reports115
Information Sharing129
Monetary Instrument Recordkeeping137
Funds Transfer141
OFAC151
BSA/AML Compliance Program Structures157
Money Services Businesses163
BSA Examination Review213
Emerging Issues239
Additional Resources283
BSA Business Questionnaire - Sample283
BSA Data Form for Businesses289
BSA Data Form for Individuals291
CDD Form - Beneficial Ownership - Sample292
CIP Form Sample295
CIP Policy Sample296
Clean FFIEC download304
Clean sample narrative310
Cyber Threats Advisory312
Data Integrity vs Model Validation321
Exemption Review Form324
FinCEN 314(a) Search Record325
FinCEN Cash In and Out Report326
MSB Forms334
New Account BSA Risk Assessment341
Private ATM Checklist342
Sample of Bank CTR343
Sample Account Questionnaire - Business349
Sample Account Questionnaire - Personal354
Sample BCTR356
Sample Blank Signature Card360
Sample Completed Signature Card361
Sample Loan Application362

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