Introductory BSA/AML Examiner School, Providence, RI
CORE WORKPROGRAM FOR ASSESSING THE BSA/AML COMPLIANCE PROGRAM
Scoping and Planning
Core Core Core Core
BSA/AML Risk Assessment BSA/AML Compliance Program
Developing Conclusions and Finalizing the Examination
CORE WORKPROGRAM FOR REGULATORY REQUIREMENTS AND RELATED TOPICS
Trans. Testing?
Customer Identification Program Customer Due Diligence Suspicious Activity Reporting Currency Transaction Reporting
CIP
CDD SAR CTR
Currency Transaction Reporting Exemptions
Exempt
Information Sharing
314
Purchase and Sale of Monetary Instruments Recordkeeping
MISL
Funds Transfers Recordkeeping
Funds X For Cor Private Sp Meas For Bank
Foreign Correspondent Account Recordkeeping and Due Diligence Private Banking Due Diligence Program (Non-U.S. Persons)
Special Measures
Foreign Bank and Financial Accounts Reporting
International Transportation of Currency or Monetary Instruments Reporting
Int'l
Office of Foreign Assets Control
OFAC
EXPANDED WORKPROGRAM FOR CONSOLIDATED AND OTHER TYPES OF BSA/AML COMPLIANCE PROGRAM STRUCTURES
BSA/AML Compliance Program Structure Foreign Branches and Offices of U.S. Banks
CPS
US FBO
Parallel Banking
Para
EXPANDED WORKPROGRAM FOR PRODUCTS AND SERVICES
Correspondent Accounts (Domestic) Correspondent Accounts (Foreign)
DomCorA ForCorA
Bulk Shipments of Currency
Bulk
U.S. Dollar Drafts
Drafts
Payable Through Accounts
Pay Thru
Pouch Activities Electronic Banking Funds Transfers
Pouch
Elec Bank Funds Tran
Automated Clearing House Transactions
ACH
- Remote Deposit Capture Prepaid Access Third-Party Payment Processors
Prepaid
TPPP
Purchase and Sale of Monetary Instruments
MI PurSal
Brokered Deposits
Brkrd
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