Introductory BSA/AML Examiner School, Providence, RI

BSA Examination Review

• The BSA/AML compliance program must provide for the following minimum requirements: –A system of internal controls – Independent testing –Designate an individual or individuals (BSA compliance officer). – Training

BSA Examination Review

• Internal Controls –Written Policies, procedures and processes –Should be commensurate with size, structure, risks and complexity of the bank.