Introductory BSA/AML Examiner School, Providence, RI
CTR Examination Procedures 2. Review correspondence that the bank has electronically received from FinCEN’s BSA E‐filing System(refer to Appendix T for additional information on filing through the BSA E‐Filing System). Determine whether management has taken corrective action, when necessary.
CTR Examination Procedures 3. Review the currency transaction system. • Determine whether the bank aggregates all or some currency transactions within the bank. • Determine whether the bank aggregates transactions by taxpayer identification number (TIN), individual taxpayer identification number (ITIN), employer identification number (EIN), or customer information file (CIF) number.
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