IT Examiner School, Seaside, CA

Assessment of Wire and ACH Activities

Assess Wire and ACH Activities-Step 1

• Determine the extent of activities: – Transmission method – Key hardware components and configurations (including VPNs and PCs) – Type and volume of activities. – Key personnel – Significant changes since the prior examination – Training

• Refer to:

– Exam information – Management discussions – Management’s oversight of EFT service providers – Insurance coverage