FFIEC BSA/AML Examination Manual

Appendix R: Enforcement Guidance

transactions and funds transfers, CTR filing and exemption rules, due diligence, certification, and other requirements that may be applicable to customer accounts and foreign correspondent and private banking accounts. As previously noted, the Agencies evaluate these additional regulatory requirements as a part of the internal control component or pillar of the institution’s BSA/AML compliance program.

FFIEC BSA/AML Examination Manual

R-9

August 2020