Bank Analysis School September 2023 - Presentations & Resources

Internal Use Only

Policies, Procedures, and Limits

Develop policies that clearly outline approach for managing risk in all bank activities.

Clearly outline the roles and responsibilities over these activities.

Limits should be established based on regulatory requirements and Board-approved appetite.

Internal Use Only

Risk Measurement, Monitoring, and Reporting

• Develop management information system that is accurate, informative, and timely for the size and complexity of the bank. • Reporting for: • Financial: Decision making

• Audit: Assessing internal control environment • Risk management: Identifying and controlling risk