Trust Examiner School eBook

Internal Use Only

Internal Use Only

Key Takeaways Every trust department/company should have their approach & allocations of investments and securities documented . Examiners should make sure the trust company/department is doing what the policies & procedures state they will do and that what they are doing is documented within the policies & procedures.

Asset Review includes reviewing the requested info, determining if there are any assets that warrant further review, and considering the new & closed account report.

Investment reviews should be annual, documented, reported, followed-up, and independent.