Trust Examiner School eBook

Item # Request Item Status Individual Responsible / Comment 3.01 Provide a detailed system-generated copy of the trust company's balance sheet and income statement, as of the financial review date and the most recent year end, if different dates. 3.02 Provide trust company budget and assumptions used. 3.03 Provide comparison of actual performance to budget projections for financial review date and most recent year-end, if different dates. 3.04 3.05 Provide list of recoveries, charge offs, surcharges, fines, or other losses that have occurred since the prior examination. 3.06 Provide copy of the trust company's fee schedule. Briefly describe the procedure for approving exceptions to the schedules.

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Provide list of ongoing service arrangements, fee arrangements, lease payments, in-kind payments and any other transfer of value with affiliates. List the date of each agreement, terms, and amounts. 3.07 Provide list of all new accounts opened since the prior examination. Include date opened, market value at funding, and estimated annual fee. 3.08 Provide a list of all closed accounts since the prior examination. Include date closed, market value at closing, and estimated lost fee.

EARNINGS

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