Trust Examiner School eBook

GENERAL INSTRUCTIONS Listed below is the consolidated request list for the trust company's examination. The data should be provided to XX NorthCommissioner of Banks no later than the date noted in the Notice of Upcoming Examination & Pre-Examination Requests Package email, preferably via our Citrix FileShare website. • **VERY IMPORTANT** - Number each item as it is shown on this worksheet. When uploading items to Citrix FileShare, use the same numbering convention. • Please provide copies of your most recent policies, plans, assessments, etc., unless a specific date is noted within the cell. • **VERY IMPORTANT** If a requested policy is located within item #1.09 - Policies and Procedures Manual, show status as "See policy manual" and notate the policy or procedure number in the "Individual Responsible / Comment" column. • Please mark status of each item ( submitted, in process, see policy manual or not applicable ) and the person responsible, and return a copy of this list to the NCCOB.

TRUST COMPANY EXAMINATION REQUEST LIST

NORTH CAROLINA OFFICE OF THE COMMISSIONER OF BANKS

• When submitting Excel files, please ensure that pages and tabs are properly formatted in the workbook for proper printing. If you have any questions, email Grant Alexander (galexander@nccob.gov), Lee Briggs (lbriggs@nccob.gov), or Will Stott (wstott@nccob.gov). NCCOB: Trust Company Examination Request List Rev. 7/11/2017