Trust Examiner School eBook

TRUST DEPARTMENT REQUEST LIST

45.02

The following information: (a) accounts on which no fees or commissions are charged, including the reasons (b) client fees billed but unpaid for six months or more (c) a copy of the current fee schedule Trust department income (by product line, if available) and expenses on a calendar basis for the last 2 years and for year-to-date. Also, include information on surcharges, losses, fees waived, charge-offs, and recoveries. Items of less than $100 may be grouped. For customer securities lending activities, the following: (a) a copy of the securities lending agreement executed with trust department customers and counterparties (b) a copy of the department's securities lending confirmation The name of the individual that supervises, when the bank acts as principal or agent, the following activities: a) underwrites, trades, or deals in municipal securities, or (b) provides investment or consultant services to issuers or purchasers of municipal securities, provide the name of the individual supervising this activity. If the bank, as principal or agent, sells securities under agreement to repurchase or purchases securities under agreement to resell (whether or not the trust department participates in the program on behalf of its customers), provide the name of the individual supervising this activity. If the bank or an affiliate conducts securities brokerage activities, provide the name of the individual supervising this activity. If the bank as principal or agent trades or deals in U.S. Treasury securities, provide the name of the individual supervising this activity. Item Description

45.03

OTHER ACTIVITIES Item # Onsite

46.01

46.02

46.03

46.04

46.05

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