Trust Examiner School eBook

Internal Use Only

Trust Pre-Examination Planning

Prior Issues

Prior Exam & Workpapers

Call Reports & Financials

Financial Condition

Off-Site Review

Requested Information

Internal Use Only

Trust Pre-Examination Planning

Familiarize Yourself with the Trust Department/Company • Internal and external documents • Conversations with examiners and management

Identify Key Risk Areas • Draw conclusions on risks, examination

Initial Contact with Management • Introduction • Sooner rather than later

strategy, and assignments