Trust Examiner School eBook

First page Table of contents Next page Last page
Attendee Roster3
Agenda5
Introduction7
Supervision & Organization27
Account Administration39
Asset Management67
Operations, Internal Controls & Audits81
Conflicts of Interest101
Earnings115
Sample Documents & Resources121
Sample Trust Examination Request List FDIC121
Sample Trust Dept Examination Request List132
Sample Trust Co Examination Request List142
Sample Request List Template155
Trust Company Request List165
Trust Department List Workbook177
Trust Exam Notification179
Trust Officer Questionnaire180
Trust Company Examiner's Entry Checklist187
Sample First Day Letter198
Sample Pre-planning Memo Template199
Statement of Principles of Trust Department Management201
Effective vs Inadequate Trust Board Minutes202
Agency Line Sheet206
Corporate Trust Line Sheet209
Employee Benefit Account Line Sheet211
Estate Line Sheet212
FDIC Personal Trust Line Sheet214
Funeral or Burial Trust Line Sheet216
Guardianship Conservatorship Line Sheet217
IRA Line Sheet219
Irrevocable Life Insurance Trust221
Personal Trust Line Sheet222
SD IRA linesheet example224
Administrative Review Example229
Combined Admin and Investment Review Example232
Investment Review Example252
Fiduciary Earnings Work Program262
Call Report with Balance Sheet271
Call Report Instructions for Alabama Trust Companies274
Learning Roadmaps290 - 291
Accreditation & Certification292 - 293

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