Trust Examiner School - September 2023

Name of Instititution

Date of Information

FIDUCIARY REPORT OF CONDITION and INCOME

The following is requested from all Trust Companies in the State of Alabama. Type in the name of the institution, the date of the most recent calendar quarter end, and the number of operational fiduciary branches. This schedule includes formulas that calculate appropriate sums and totals as indicated. Data should be entered in thousand dollar amounts. Do not enter data in shaded areas of the schedule. If incorrect data is entered into a line item, the data may be corrected by highlighting the incorrect information, pressing the “delete” key and then re-entering correct data. All information is to be submitted on a quarterly basis and is due within 30 days from the end of a calendar quarter. Please provide fiduciary income for the calendar year-to date period. Retain all supporting workpapers until the next examination.

Number of Offices

Full Service

Marketing

Total

(Column B) Non-Managed Assets

(Column A) Managed Assets

(Column C) Number of Managed Accounts

(Column D) Number of Non-Managed Accounts

Dollar Amounts in Thousands FIDUCIARY AND RELATED ASSETS 4. Personal trust and agency accounts…….. 5. Employee benefit and retirement related trust and agency accounts: a. Employee benefit - defined contribution………………………………….. b. Employee benefit - defined benefit…….………………………………….. c. Other employee benefit and retirement-related accounts……………….. 6. Corporate trust and agency accounts……. 7. Investment management and investment advisory agency accounts…… 8. Foundation and endowment trust and agency accounts……………………………. 9. Other fiduciary accounts……………………

4.

5.a.

5.b.

5.c.

6.

7.

8. 9.

10. Total fiduciary accounts (sum of

items 4 through 9)…………………….

10. 11.

11. Custody and safekeeping accounts………

12. Fiduciary accounts held in foreign

offices (included in items 9 and 10)……… 13. Individual Retirement Accounts, and other similar accounts (included in items 5.c and 11)…………………………….

12.

13.

Dollar Amounts in Thousands

FIDUCIARY AND RELATED SERVICES INCOME

b. Employee benefit - defined benefit…….……………………………………………………………………………. a. Employee benefit - defined contribution……………………………………………………………………………. Investment management and investment advisory agency accounts…………………………………………….. Corporate trust and agency accounts………………………………………………………………………………….. Emploee benefit and retirement - related trust and agency accounts: Personal trust and agency accounts…………………………………………………………………………………… c. Other employee benefit and retirement - related accounts………………………………………………………. Foundation and endowment trust and agency accounts……………………………………………………………. Other fiduciary accounts…………………………………………………………………………………………………. Total gross fiduciary and related services income (sum of items 14 Other fiduciary and related services income………………………………………………………………………….. Custody and safekeeping accounts…………………………………………………………………………………… through 21) (must equal Schedule RI, item 5.a)……………………………………………………………………… Plus: Intracompany income credits for fiduciary and related services……………………………………………. Net fiduciary and related services income…………………………………………………………………………… Less: Net losses from fiduciary and related services………………………………………………………………. Less: Expense……………………………………………………………………………………………………………. a. Fiduciary and related services income - foreign offices (included in item 22)…………………………………………………………

14. 15.

14.

15.a. 15.b. 15.c.

16. 17. 18. 19. 20. 21. 22.

16. 17. 18. 19. 20. 21.

22.

22.a.

23. 24. 25. 26.

23. 24. 25. 26.

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