Trust Examiner School - September 2023

First page Table of contents Next page Last page
Agenda2
Introduction3
Supervision & Organization23
Operations, Internal Controls & Audits40
Asset Management62
Account Administration78
Account Synoptic Report Example108
Living Trust Example112
Investment Policy Statement Example165
Personal Trust Line Sheet Example175
Conflicts of Interest178
Earnings202
Sample Documents & Resources209
Trust Examination Request List209
Trust Dept Examination Request List220
Trust Company Examination Request List230
Request List Template243
Trust Company Request List253
Trust Department List Workbook264
Trust Exam Notification267
Trust Officer Questionnaire268
Trust Company Examiner's Entry Checklist275
First Day Letter286
Pre-Planning Memo Template287
Statement of Principles of Trust Department Management289
Effective vs. Inadequate Trust Board Minutes290
Agency Line Sheet294
Corporate Trust Line Sheet297
Employee Benefit Account Line Sheet299
Estate Line Sheet300
FDIC Personal Trust Line Sheet302
Funeral or Burial Trust Line Sheet304
Guardianship/Conservatorship Line Sheet305
IRA Line Sheet307
Irrevocable Life Insurance Trust (ILIT)309
Personal Trust Line Sheet310
SD IRA Line Sheet312
Administrative Review Example317
Combined Admin and Investment Review Example320
Investment Review Example340
Fiduciary Earnings Workprogram350
Call Report with Balance Sheet359
Call Report Instructions for AL Trust Companies362

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