Supervisors Symposium

CON F ERENCE OF S TAT E BANK SUPERV I SORS Presentation: Financial Technology Market Developments and Regulation

San Diego December 9, 2021

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General Counsel & Founder Forethought Advisors LLC ‐‐ Partner & Founder McTaggart Law Office https://mctaggartlegal.com/ ‐‐ Advisory Board Member First State FinTech Lab ‐‐ Previously: • Partner, Washington, DC Office, Nixon Peabody ; Willkie Farr ; Pepper Hamilton • State Bank Commissioner, Delaware • Counsel, Committee on Banking, U.S. Senate • Chair, Trust and Fiduciary Services Subcommittee, Banking Law Committee, American Bar Association • FFIEC State Liaison, Conference of State Bank Supervisors • Research and Editorial Team Member, choosedelaware.com , FinTech Report, Joint Report by First State FinTech, Delaware Partnership for Prosperity and Biden Institute for Public Administration at the University of Delaware • Co ‐ Author, McTaggart and Freese, Regulation of Mobile Payments, The Banking Law Journal (June 2010) 2

Tim McTaggart E ‐ mail: timothymctaggart944@gmail.com Telephone: (202)412 ‐ 6610