2023 Survival Guide

Internal Use Only

Regulators may require items in addition to the Company Form (MU1). The following are examples:

o Electronic Surety Bond o Financial Statement o State specific items

The State Licensing page of the Resource Center has links to every possible resource on one page. By using the page as your starting location, you can easily navigate through state requirements, quick guides, and common requirement information.

Instruction on how to perform every NMLS function

Detailed instructions & information for each topic

Select a state to find the list of licenses and the checklist detailing requirements for each license type

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