Large Bank Supervision On-Demand Training
and an introduction to the supervisory cycle and activities. Learners are also introduced to the importance of risk management and the process for documenting and communicating supervisory findings. The first module introduces the supervisory approach for large financial institutions as set by SR 12-17/CA 12-14: Consolidated Supervision Framework for Large Financial Institutions, associated guidance and oversight. The second module describes risks that large financial institutions face and where the learner would expect those risk exposures to be in a large firm. The third module introduces the learner to the supervisory cycle, associated supervisory products, and an overview of system-wide supervisory efforts at LISCC firms and LFBOs. 5.5 Hours The Principles of LFI Supervision Learning Unit is an introduction to how the regulatory landscape and supervisory framework for large financial institutions (LFIs) support the central point of contact’s (CPC’s) critical role in leading the supervisory process to achieve the Federal Reserve’s primary supervisory objectives as stated in SR Letter 12-17/CA Letter 12-14, “Consolidated Supervision Framework for Large Financial Institutions,” which include: enhancing resiliency of a firm to lower the probability of its failure or inability to serve as a financial intermediary and; reducing the impact on the financial system and the broader economy in the event of a firm’s failure or material weakness. Liquidity Risk FDIC Examiner Webinar: Evaluating Market and Liquidity Risk in a Rising Interest 40 Minutes The purpose of this webinar is to remind supervisory staff of the examination approach for institutions that are vulnerable to the effects of rising interest rates on market and liquidity risk. Particularly institutions with long duration asset portfolios. 1 Hour The FHLBanks are an important source of funding or contingent liquidity to its members. The relevancy of FHLBanks as a liquidity provider was emphatically demonstrated during the banking sector contagion event in March 2023. This session included a high-level overview of the FHLBank System and the Federal Housing Finance Agency (FHFA), which is the prudential supervisor of the FHLBanks. Moreover, details on FHLBank advances, including eligible collateral and haircuts, the ability of the FHLBanks to fulfill their liquidity mission, and the liquidity regulatory regime imposed by the FHFA on the FHLBanks was shared with participants. 2023 FFIEC Capital Markets Conference. FRS - Principles of Large Financial Institution Supervision FHLBanks as a Liquidity Source
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