Large Bank Supervision Forum eBook

Internal Use Only

Banks must have an effective BSA/AML Risk Assessment . . .

95 Source: FDIC Training material

© 2023 – FinPro, Inc.

Internal Use Only Please ensure you have sufficient BSA staff for your bank’s risk profile . . .

Analytics • Account Openings • Initial EDD Reviews

Administrative

Adjustments • Conferences/training

• Management • Trainers • Reporting • Clerical

• Vacations • Sick time

• Alerts • SARs • High Risk EDD reviews • OFAC • CTR Review • Quality Control

96

© 2023 – FinPro, Inc.