Introductory BSA AML Examiner School Manual Palm Springs 2019

BSA Examination Review

• Independent Review – Frequency of review is not specifically defined –Should be commensurate with the BSA/AML risk profile –Risk based –Reported directly to Board or Committee

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BSA Examination Review

• BSA Compliance Officer –Knowledgeable of the BSA and all related regulations –Understand bank products, services

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