Introductory BSA AML Examiner School Manual Palm Springs 2019

BSA Examination Results

• Formulate conclusions • Communicate findings • Prepare report comments • Develop an appropriate supervisory response and • Close the examination

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BSA Examination Results

Formulate conclusions

– Is the BSA/AML compliance program effective?

– Are policies and procedures adequate to ensure compliance?

– Is the independent testing appropriate for the risks?

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