Introductory BSA/AML Examiner School, Atlanta, CA
BSA Examination Review
• The BSA/AML compliance program must provide for the following minimum requirements: –A system of internal controls – Independent testing –Designate an individual or individuals (BSA compliance officer). – Training
BSA Examination Review
• Internal Controls –Written Policies, procedures and processes
–Should be commensurate with size, structure, risks and complexity of the bank.
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