Introductory BSA/AML Examiner School, Atlanta, CA

Risk Assessment

• Step I – Identify Specific Risk Categories

- Products/Services

- Customers

- Geographies

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Risk Assessment

Product and Service Risk

• Funds Transfers (Domestic vs. International) • Pre-paid Access Cards • Internet Banking • E-Banking (RDC, ACH, etc.) • Sales to non-customers • Private Banking • Pouch Activities

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