Introductory BSA/AML Examiner School, Atlanta, CA

Bank Secrecy Act/Anti-Money Laundering/OFAC Request Letter

(Treasury Form TD F 90-22.53).

33.

List of customers exempted from CTR filing and access to the documentation to support the exemption (e.g., currency transaction history).

34.

Access to documentation of required annual reviews for CTR exemptions.

Correspondent Accounts (Domestic) 35. List of domestic correspondent bank accounts.

Foreign Correspondent Account Recordkeeping and Due Diligence 36. List of all foreign correspondent bank accounts, including a list of foreign financial institution, for which the bank provides or provided regular services, and the date on which the required information was received (either by completion of a certification or by other means). 37. If applicable, documentation to evidence compliance with 31 CFR 103.177 (Prohibition on Correspondent Accounts for Foreign Shell Banks; Records Concerning Owners of Foreign Banks and Agents for Service of Legal Process) and 103.185 (Summons or Subpoena of Foreign Bank Records; Termination of Correspondent Relationship) (for foreign correspondent bank accounts and shell banks). 38. List of all payable through relationships with foreign financial institutions as defined in 31 CFR 103.175. 39. Access to contracts or agreements with foreign financial institutions that have payable through accounts. 40. List of the bank’s foreign branches and the steps the bank has taken to determine that its accounts with its branches are not used to indirectly provide services to foreign shell banks. 41. List of all foreign correspondent bank accounts and relationships with foreign financial institutions that have been closed or terminated in compliance with the conditions in 31 CFR 103.177 (i.e., service to foreign shell banks, records of owners and agents). 42. List of foreign correspondent bank accounts that have been the subject of a 31 CFR 103.100 (Information Sharing Between Federal Law Enforcement Agencies and Financial Institutions) or any other information request from a federal law enforcement officer for information regarding foreign correspondent bank accounts and evidence of compliance. 43. Any notice to close foreign correspondent bank accounts from the Secretary of the