Introduction to Mortgage Origination Examiniations

Internal Use Only

Financial Analysis Resources

• Notes to audited financial statements • SEC 10-K or 10-Q financial statements & notes • Reviews – analysts & credit rating services • Responses to examiner questions • Industry publications – products, trends & risks

Internal Use Only

Resources • Comptrollers Handbook on Mortgage Banking: https://www.occ.treas.gov/publications-and resources/publications/comptrollers-handbook/files/mortgage banking/pub-ch-mortgage-banking.pdf