Introduction to Mortgage Origination Examiniations

Internal Use Only

Exam Procedures Coordinate compliance examination activities with members of the examination team & the EIC. • Identify violations • Exam findings/issues related to P&Ps? • Absence of P&Ps? • P&Ps periodically reviewed?

Internal Use Only

Exam Procedures Utilize discussions with the Institution’s mangers to gather information and discuss procedures & practices to ensure compliance with laws & regulations.