Introduction to Mortgage Origination Examinations Training

Internal Use Only

NMLS – License Items

License items can be about a range of state-specific topics, including: • Financial Statements • License renewals • Surety Bonds • State-specific requirements

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Internal Use Only

NMLS – Financials

• Companies provide through NMLS at least annually • “Financial Statement Summary” tab of NMLS • Review while scoping the exam

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