Introduction to Mortgage Origination Examinations Training eBook
Internal Use Only
NMLS – Financials
• Companies provide through NMLS at least annually • “Financial Statement Summary” tab of NMLS • Review while scoping the exam
Internal Use Only
NMLS – Regulatory Actions
• Records of all regulatory actions against the licensee by state regulatory agencies • Each record includes copies of the document & detail privacy level of each action
Made with FlippingBook flipbook maker