Introduction to Mortgage Origination Examinations Training eBook
Internal Use Only
Exam Procedures
Request & review policies & procedures related to consumer compliance, including (as applicable): • Sales practices • Incentive structures ( compensation & non-compensation based )
• Federal consumer financial laws • State-specific laws & regulations
Internal Use Only
Exam Procedures Do policies & procedures address new or amended Federal and state consumer financial laws implemented since the previous examination?
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