Intro to Mortgage Origination Examinations Training - July 2025

Internal Use Only

4. Senior Management Should implement: • Business strategies • Risk management systems • Risk culture

• Processes & controls • Compliance & Audit • Internal Controls

Internal Use Only

4. Senior Management • Reports to the Board & provides: • Changes

• Financial condition • Performance reports • Breach notifications • Internal control failures • Legal & regulatory concerns • Whistleblower issues raised