Intro to Mortgage Origination Examinations Training - July 2025

Internal Use Only

Evaluation of Policies

P&Ps are critically absent in programs to manage compliance risk in the products, services, and activities of the institution.

Critically Deficient

Internal Use Only

Policies & Procedures

Request P&Ps related to mortgage compliance for origination, specifically: • Consumer Compliance

• State/Federal Consumer Financial Laws • Consumer Financial Products & Service