Intro to Mortgage Origination Examinations Training - July 2025

Internal Use Only

Exam Procedures

Request & review policies & procedures related to consumer compliance, including (as applicable): •Sales practices •Incentive structures ( compensation & non-compensation based )

•Federal consumer financial laws •State-specific laws & regulations

Internal Use Only

Exam Procedures Do policies & procedures address new or amended Federal and state consumer financial laws implemented since the previous examination?