Intro to Mortgage Origination Examinations Training - July 2025

Internal Use Only

Policy Review

• Written & readily available • Prevent/reduce violations • Protect consumers • Align business strategies & outcomes Compliance Program should include policies & procedures that are:

Internal Use Only

Policy Review

• Implemented by management • Administered by CCO • Tailored to the company • Control risk • Independently audited Policies & procedures should be: