Intro to Mortgage Origination Examinations - June 2022

Financial Analysis Resources

• Notes to audited financial statements • SEC 10-K or 10-Q financial statements & notes • Reviews – analysts & credit rating services • Responses to examiner questions • Industry publications – products, trends & risks

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Resources • Comptrollers Handbook on Mortgage Banking: https://www.occ.treas.gov/publications-and-resources/publications/comptrollers- handbook/files/mortgage-banking/pub-ch-mortgage-banking.pdf

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