Intro to Mortgage Origination Examinations - June 2022

Exam Procedures

Request & review policies & procedures related to consumer compliance, including (as applicable): • Sales practices • Incentive structures ( compensation & non ‐ compensation based )

• Federal consumer financial laws • State ‐ specific laws & regulations

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Exam Procedures Do policies & procedures address new or amended Federal and state consumer financial laws implemented since the previous examination?

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