IT Examiner School - Oct 2023

Internal Use Only

Regulations & Guidance

1

Internal Use Only

Module Agenda

Provide an Overview of Common Data Privacy Laws and Standards

Discuss Information Security Related Laws Impacting Financial Institutions (FIs) Describe the Gramm-Leach Bliley Act (GLBA) and Federal Implementation of Standards Required Under 501(b) Compare Examination Approaches, Work programs, and Rating Systems for Depository and Non-Depository FIs

2