IT Examiner School, Providence, RI

IT Examination Summary

• Post and Other Examination Data

– Institution’s actions taken to correct deficiencies

– Items deemed non-significant enough to be included in the ROE

– Examiner training or practice notes

Summary

• Translate IT risks to business risks to help management understand their significance

• Discuss initial conclusions with regulatory personnel and escalate significant findings

• Coordinate with regulatory personnel to hold the final wrap up meeting with the institution.