Fall Regulatory Summit

Internal Use Only

PRIORITIES

Getting Back to the basics and work to promote uniformity and consistency in the supervision of financial institutions. Initial areas of focus include: interest rate risk management, credit risk management, Liquidity and compliance risk management for UDAP.

Promoting uniform supervision in key areas

Coordinating Suptech/Regtech modernization initiatives

Enhance information sharing and coordination on digitalization initiatives. Initial focus on supervisory IT platform upgrades and plans by each agency.

Develop tools to assist community banks with their digitalization transitions Initial focus on facilitating community banks’ third party risk management of financial technology/data-related providers (cores/fintechs/cloud)

Facilitating community bank digitalization

Improve shared awareness across Council members of examiner diversity successes and challenges Diversity of examination staff and leadership

Improving diversity within

Develop a proposal for more frequent reporting of certain limited data items that would aid supervisors in having a clear view into institution conditions on a more frequent and ongoing basis, including through periods of stress.

Data Collection