FFIEC BSA/AML Examination Manual

Appendix I: Risk Assessment Link to the BSA/AML Compliance Program

Appendix I: Risk Assessment Link to the BSA/AML Compliance Program

Internal Controls Risk Assessment Link to the BSA/AML Compliance Program

Risk Assessment

Identify & Measure Risk: • Products • Services • Customers • Geographic locations

Develop Applicable: • Policies • Procedures

• Systems • Controls

Result:

Risk-Based BSA Compliance Program

• Internal controls • Audit • BSA compliance officer • Training

FFIEC BSA/AML Examination Manual

I–1

2/27/2015.V2