FFIEC BSA/AML Examination Manual

Appendix C: BSA/AML References

Basel Committee on Banking Supervision (BCBS) The Basel Committee on Banking Supervision provides a forum for regular cooperation on banking supervisory matters. Its objective is to enhance understanding of key supervisory issues and improve the quality of banking supervision worldwide. It circulates to supervisors throughout the world both published and unpublished papers providing guidance on banking supervisory matters. The BCBS Web site (Bank for International Settlements Web site) includes the following publications: • Sound Management of Risks Related to Money Laundering and Financing of Terrorism • Due Diligence and Transparency Regarding Cover Payment Messages Related to Cross Border Wire Transfers • Consolidated Know Your Customer Risk Management • Sharing of Financial Records Between Jurisdictions in Connection with the Fight Against Terrorist Financing • General Guide to Account Opening and Customer Identification • Customer Due Diligence for Banks • Prevention of Criminal Use of the Banking System for the Purpose of Money-Laundering • Banking Secrecy and International Cooperation in Banking Supervision Financial Action Task Force on Money Laundering (FATF) The FATF Web site includes the following publications: • International Standards on Combating Money Laundering and the Financing of Terrorism & Proliferation - the FATF Recommendations (2012) • National Money Laundering and Terrorist Financing Risk Assessment • Guidance: Politically Exposed Persons • Forty Recommendations to Combat Money Laundering and Terrorism • Money Laundering Using Trust & Company Service Providers

• AML & Terrorist Financing Methods • Laundering the Proceeds of Corruption • Special Recommendations Against Terrorist Financing • Interpretive Notes to FATF Recommendations

• Noncooperative Countries or Territories • Typologies on Money Laundering Risk

FFIEC BSA/AML Examination Manual

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