Capital Markets Examiner School, Providence, RI

Independent Review

Assess compliance with supervisory guidance and industry practices

 Corporate governance

 Policies, procedures, and risk tolerances

 Monitoring and reporting

 Diversification of funding and sources

 Contingency funding plan

Liquidity Measurement and Management Process

Liquidity Policy

Contingency  Funding Plan

Stress  Scenario  Development

Board  Reporting

On Balance  Sheet Liquidity

Base Case Cash  Flow Analysis

Liquidity  Stress Testing

Independent Review