Capital Markets Examiner School, Providence, RI

Bank Size and Complexity

 While this course focuses on community bank applications in the case studies, it’s helpful to understand some of the key terms and provisions which differentiate them from “large banks”

 This is a core concept which sets both regulatory framework and examiner mindset/judgement.

Complex

Moderate  Complexity

Non‐ Complex

$1B TA

$10B TA

Community  Banks

Mid‐Sized Banks

Large Financial  Institutions