CSBS BAI Online Course Catalog

Executive Leadership: Importance of Compliance 15 minutes Intended for executive leadership and the board of directors, this interactive course provides an overview of the components of an effective Compliance Management System (CMS) and addresses the board’s responsibilities in creating a culture of compliance throughout the institution. 15 minutes Intended for executive leadership and the board of directors, this interactive course provides an overview of the structure of financial institutions and the key responsibilities of the institution’s executive leadership team. 15 minutes Intended for executive leadership and the board of directors, this interactive course provides an overview of Regulation O and NCUA rules and regulations regarding credit and loans to insiders. It also identifies specific responsibilities of the board in ensuring compliance, including approving certain transactions, adhering to reporting requirements, and providing public disclosures upon request. 15 minutes Intended for executive leadership and members of the board of directors, this interactive course provides an overview of how the safety and soundness of financial institutions is assessed, including a discussion of the Uniform Financial Institutions Rating System (UFIRS). The course also addresses the board’s role in managing the institution’s risk and any weaknesses. 15 minutes Intended for executive leadership and the board of directors, this interactive course addresses best practices for creating a strategic plan for the institution, including setting goals, resource planning, and implementing a disaster recovery plan. Executive Leadership: Role of the Executive Leadership Executive Leadership: Rules and Regulations for Insiders Executive Leadership: Safety and Soundness Executive Leadership: Strategic Planning

Ethics

Executive Leadership: Ethics 10 minutes Intended for executive leadership and members of the board of directors, this interactive course provides an overview of general standards for ethical behavior and addresses leadership’s responsibilities in establishing and maintaining the institution’s ethics policy.

Fair Lending

Executive Leadership: Fair Lending and UDAAP 15 minutes Intended for executive leadership and the board of directors, this interactive course provides an overview of fair lending laws, including the types of discrimination and unfair, deceptive, and abusive acts and practices, as well as the role of management in ensuring the institution’s compliance.

Identity Theft

Executive Leadership: Information Security 15 minutes This interactive course addresses the importance of cybersecurity for financial institutions and the board’s responsibility in protecting the institution’s data, including the implementation of the Federal Financial Institutions Examination Council (FFIEC) cybersecurity assessment tool.

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