CSBS BAI Online Course Catalog

positions to get extra-favorable credit terms. In this course, intended for new hires and anyone else affected by the regulation, you will learn how to recognize how Regulation O originated, and determine the purpose of Regulation O. 30 minutes Reg O is designed to eliminate 'preferential' credit extensions. Many Reg O violations occur because loan officers to not understand all that is included under 'credit extensions.' In this course, intended for new hires and any employee exposed to this regulation, you will learn how to determine how to avoid Reg O violations, identify Reg O reporting requirements, and recognize the penalties for non-compliance. 60 minutes Do you know which people in your financial institutions are 'insiders?' In order to understand exactly who is affected by Regulation O, you need to in order to avoid Reg O violations. In this course, intended for new hires and any employee exposed to this regulation, you will learn how to identify who is affected by Reg O, determine what the regulation prohibits, and recognize how Reg O affects affiliate and correspondent banks. Reg O: Avoid Violations Reg O: How to Comply Reg W: An In-Depth Look 60 minutes This course, intended for directors, management, loan and investment officers, and audit staff, presents a general overview of Reg W. It explains what types of transactions are subject to Reg W, what the general provisions of Section 23A, exemptions to Section 23A, and how to apply Section 23B and other provisions. 15 minutes Need a simplified understanding of Reg W for your employees? Upon completion of this course, recommended for HR, retail, and lending staff, you will be able to identify why Reg W exists and who must comply. In addition, you will be able to define affiliates, and demonstrate an understanding of Section 23(a) and Section 23(b) provisions. 60 minutes This interactive course presents a general overview of Regulation W. The course covers quantitative limits and collateral requirements for covered transactions between a member financial institution and its affiliates. Other topics include identifying transactions that are subject to Reg W, valuation and timing principles for covered transactions, and exemptions that may apply. The general organization of Reg W is emphasized, to aid learners in their future research and application of the rules. The course is intended for directors, management, loan officers, investment officers and audit staff of financial institutions. 30 minutes This interactive course presents a brief overview of Regulation W. This course covers key definitions and provisions of Reg W, including quantitative limits and the market term requirement for covered transactions between a member financial institution and its affiliates. Coverage is appropriate for employees who need a high-level understanding of Reg W, such as HR employees, retail representatives, lenders, and supervisors. Reg W: Basic Concepts Regulation W: Comprehensive Regulation W: Essentials Regulation W

23