CSBS BAI Online Course Catalog

such back office essentials as job-specific suspicious activity monitoring guidelines, rules for information sharing with law enforcement and other financial institutions and the various directives for wire transfer recordkeeping requirements. 45 minutes Today's tellers have the added responsibility of monitoring and reporting cash transactions that may be related to illegal drug trafficking, terrorist activities, illegal gambling and other illicit criminal activities. This course explains the purpose of the Bank Secrecy Act, violations and penalties for non-compliance with the Act, and which transactions require a Currency Transaction Report (CTR). Students will also be able to match the recordkeeping and exemption identification individual requirements to individuals purchasing covered instruments. 30 minutes The products and services it offers make a financial institution's Trust Department an attractive target for money launderers or even terrorist financers. This course teaches trust department employees the purpose of the Bank Secrecy Act, the importance of risk assessment in BSA compliance, how to follow a Customer Identification Program, and what sorts of suspicious activity to be on the alert for. 30 minutes This course, recommended for any personnel involved in funds transfers, covers the rules and exceptions will help your institution play a key role in the prevention of money laundering. It also addresses how rules differ for established and non-established customers, how the rules differ for transactions involving an originator and beneficiary bank and how long records must be maintained. 5 minutes This interactive mini-course reviews the Currency Transaction Report form, and how to complete it. The course is recommended for teller supervisors, branch managers, auditors, staff trainers, compliance officers and all personnel involved in reviewing and/or completing CTRs. 5 minutes This brief interactive course focuses on exemptions to CTR reporting requirements. The engaging learning experience features video and a scenario-based challenge. The course is appropriate for teller supervisors, branch managers, auditors, staff trainers, compliance officers, and all personnel involved in reviewing and/or completing CTRs. BSA: Transaction Procedures for Tellers BSA: Trust Department Responsibility BSA: Wire Transfers and Recordkeeping Requirements Completing the CTR CTR Exemptions CIP Procedures and Protections 15 minutes This interactive course provides an overview of Customer Identification Program (CIP) requirements for all personnel. The course examines proper customer identification procedures, the minimum information that must be obtained, the steps necessary for verifying information, and what to do when information cannot be verified. 5 minutes This interactive mini-course addresses recently implemented CIP/CDD rules for identifying beneficial owners when opening new accounts for businesses. The course is appropriate for all employees, especially anyone responsible for opening any new or continuing relationship. CIP: CDD and Beneficial Ownership Customer Identification Program

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