CSBS BAI Online Course Catalog

Identity Theft

Frontline: Identity Theft and Elder Abuse 15 minutes This interactive course, intended for frontline personnel, identifies red flags for identity theft and elder abuse as well as best practices for responding to suspicious activity. Regulations addressed in this course include BSA, the USA PATRIOT Act, the FCRA, and FACTA.

Marijuana-Related Businesses

Assessing Risks: Banking Marijuana-Related Businesses 25 minutes Providing banking services to marijuana-related businesses represents a growing business opportunity for financial institutions, but with risk involved because of current federal regulations. This course provides managers and executives with key issues to consider in deciding whether to bank MRBs. The course explains the risk levels associated with different tiers of MRBs and presents specific questions institutions must ask and answer in making their decision. 10 minutes This mini-course surveys the legal framework and recent regulatory guidance that financial institutions should understand when deciding whether to provide banking services to marijuana-related businesses (MRBs). Targeted towards executives and managers, the course provides a quick overview of federal and state regulations, the Cole Memo, FinCEN guidance, compliance challenges, and the three risk tiers associated with banking MRBs. Banking Marijuana-Related Businesses: A Brief History

Marketing

Frontline: Marketing and Social Media 15 minutes Intended for frontline personnel, this interactive course identifies what actions and practices are unfair, deceptive, or abusive in marketing and what triggering terms in advertising require additional explanations and disclosures. This course also addresses the rules an institution must adhere to when making phone and email solicitations, as well as best practices for employees when using social media. Regulations covered in this course include UDAAP, Regulation DD, Regulation Z, TCPA, and CAN-SPAM Act.

Privacy

Frontline: Privacy Considerations 20 minutes Intended for frontline personnel, this interactive course provides an overview of the requirements set forth by Regulation P, which regulates how financial institutions provide notice to consumers about their privacy policies and practices around sharing nonpublic personal information with nonaffiliated third parties. This course includes: Gramm-Leach-Bliley Act.

32