Bank Secrecy Act/Anti-Money Laundering (BSA/AML) Examination Manual

Developing Conclusions and Finalizing the Exam

• Failure to obtain or verify required customer identification information that is infrequent, not consistent, or nonrecurring. • Failure to complete a 314(a) information request that is inadvertent or nonrecurring.

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FFIEC BSA/AML Examination Manual

5

March 2020